Securities Awards

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About HKEX
About HKEX

HKEX is one of the world’s major exchange groups, and operates a range of equity, commodity, fixed income and currency markets. HKEX is the world’s leading IPO market and as Hong Kong’s only securities and derivatives exchange and sole operator of its clearing houses, it is uniquely placed to offer regional and international investors access to Asia’s most vibrant market.
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Investor Relations

HKEX believes in maintaining open, transparent, and constructive dialogue with the investment community. Within this section, you can find HKEX's latest financial information, strategic plans, presentations, business statistics, regulatory disclosure, shareholder information, and the contact details of our Investor Relations team.
Corporate Governance
Corporate Governance

At HKEX we are committed to the highest standards of corporate governance and recognise that good governance is vital for the long-term success and sustainability of our business. HKEX has applied the principles of the Corporate Governance Code to its corporate governance structure and practices.
Corporate Social Responsibility
Corporate Social Responsibility

As an active and responsible global financial markets leader, we are committed to adopting CSR best practices and promoting the global sustainability agenda. We reinforce our commitments to sustainable development across three pillars: Our Markets, Our People and our Operations.
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Media Centre

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Exchange Traded Products

Structured Products

Stock Connect

Northbound

Top Broker

Top China Connect Exchange Participants based on Northbound turnover from 3 January 2023 to 29 December 2023

Top Custodian – Assets Under Depository

Top Custodians based on Northbound portfolio value as of 29 December 2023

Top Broker – SPSA Participation

Top China Connect Exchange Participants based on the number of mapped Special Segregated Accounts (SPSA) as of 29 December 2023

Top Breakthrough Broker

Top China Connect Exchange Participants with the largest year-on-year percentage increase (2022 vs. 2023) in Northbound trading volume

Southbound

Top Broker

Top Breakthrough Broker

Top Broker - ETF

Outstanding Broker for Southbound Investor Education

Active Broker for Southbound Investor Education

RMB Counters

Top Market Maker

Top Dual Counter Market Makers (DCMMs) based on RMB Counter market making turnover from 19 June 2023 to 29 December 2023. Turnover of surrendered DCMM permits is excluded from the calculation

Top Broker

Top Exchange Participants based on RMB Counter non-market making turnover from 19 June 2023 to 29 December 2023

Exchange Traded Products

Top Market Maker

Top Market Makers (Securities Market Makers & Designated Specialists) based on Exchange Traded Product market making turnover from 3 January 2023 to 29 December 2023

Top Breakthrough Broker

Top Exchange Participants with the largest year-on-year value increase (2022 vs. 2023) in Exchange Traded Products non-market making turnover

Top ETP – Net Cash Flow

Top performing primary-listed Exchange Traded Products based on net cash flow from 3 January 2023 to 29 December 2023

Top New ETP - Net Cash Flow

Top newly listed Exchange Traded Product based on net cash flow during the first month of trading in 2023

Structured Products

Top Issuer

Top Issuers based on Structured Product market share from 3 January 2023 to 29 December 2023. The calculation of market share is based on turnover and the number of newly listed Structured Products

Top Breakthrough Issuer

Top Issuers with the largest year-on-year growth (2022 vs. 2023) in Structured Product market share. The calculation of market share is based on turnover and the number of newly listed Structured Products

Top Issuer – Overseas Underlying

Top Issuer based on the number of newly listed Structured Products with new overseas underlyings from 3 January 2023 to 29 December 2023

Top New Issuer

Top new Issuer who joined the Hong Kong Structured Product market in 2023 based on Structured Product average daily turnover from the date of joining to 29 December 2023

Top Breakthrough Broker

Top Exchange Participants with the largest year-on-year value increase (2022 vs. 2023) in Structured Product trading volume, excluding Liquidity Providers

Clearing

Top Securities Clearing Member

Top Clearing Participants based on Securities clearing volume from 3 January 2023 to 29 December 2023

If you have questions about the awards, please contact your relationship manager at HKEX.