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THE STOCK EXCHANGE OF HONG KONG LIMITED
HONG KONG FUTURES EXCHANGE LIMITED
HONG KONG SECURITIES CLEARING COMPANY LIMITED
HKFE CLEARING CORPORATION LIMITED
THE SEHK OPTIONS CLEARING HOUSE LIMITED
OTC CLEARING HONG KONG LIMITED
THE LONDON METAL EXCHANGE
LME CLEAR LIMITED
THE STOCK EXCHANGE OF HONG KONG LIMITED
Updated : 1 Jun 2024
 
Compensation Committee
YIU Ka Yan, Wilfred (Chairman)
KWOK Hom Siu, Sally
MAK Po Shuen, Olivia
Disciplinary Committee
Richard Alan WISE (Chairman)
CHUNG Shui Ling, Jenny
LOW Kin Moon, Terence
NG Kit Shuen, Katherine
Disciplinary Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX from time to time (Chairman)
an INED of HKEX to be appointed by the chairman of the committee from time to time
an INED of HKEX or a member of the Cash Market Consultative Panel to be appointed by the chairman of the committee from time to time
Exchange Participant Admission Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX (Chairman)
a director of the Company who is not involved in the day to day operations of the Cash Market to be appointed by the chairman of the committee
an INED of HKEX to be appointed by the chairman of the committee
Listing Nominating Committee
CHEAH Cheng Hye
CHOW WOO Mo Fong, Susan
Carlson TONG
Chairman and two Executive Directors of Securities and Futures Commission
Listing Committee (Main Board and GEM)
List of members
Listing Review Committee (Main Board and GEM)
List of members
Cash Market Consultative Panel
HKEX *
Citadel Securities (Hong Kong) Limited
Flow Traders Hong Kong Limited
Haitong International Securities Company Limited
HSBC Broking Securities (Hong Kong) Limited
Instinet Pacific Limited
Interactive Brokers Hong Kong Limited
J.P. Morgan Broking (Hong Kong) Limited
Merrill Lynch Far East Limited
Morgan Stanley Hong Kong Securities Limited
Optiver Trading Hong Kong Limited
Select Investment Services Limited
Shenwan Hongyuan Securities (H.K.) Limited
Valuable Capital Limited
*  The panel is chaired by management representative of HKEX
INED  independent non-executive director
HONG KONG FUTURES EXCHANGE LIMITED
Updated : 1 Jun 2024
Disciplinary Committee
Richard Alan WISE (Chairman)
CHUNG Shui Ling, Jenny
LOW Kin Moon, Terence
NG Kit Shuen, Katherine
Disciplinary Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX from time to time (Chairman)
an INED of HKEX to be appointed by the chairman of the committee from time to time
an INED of HKEX or a member of the Derivatives Market Consultative Panel to be appointed by the chairman of the committee from time to time
Exchange Participant Admission Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX (Chairman)
a director of the Company who is not involved in the day to day operations of the Derivatives Market to be appointed by the chairman of the committee
an INED of HKEX to be appointed by the chairman of the committee
Derivatives Market Consultative Panel
HKEX *
Citadel Securities (Hong Kong) Limited
CITIC Futures International Company Limited
Deutsche Securities Asia Limited
IMC Asia Pacific Limited
Interactive Brokers Hong Kong Limited
Morgan Stanley Hong Kong Securities Limited
Optiver Trading Hong Kong Limited
Phillip Commodities (HK) Limited
SG Securities (HK) Limited
Susquehanna Hong Kong Limited
UBS Securities Hong Kong Limited
Valuable Capital Limited
Fixed Income and Currency Advisory Panel
SO Ying Ying, Glenda (Chairman)
MAK Cheuk Man, Jacky
SHEK Yuen Leung
THANG Kai Chi, John
WONG Ka Shing, Freddy
WU Man To
XU Lei
YIU Ka Yan, Wilfred
YU Jinyou
YUAN Shuo
ZHANG Huizi
ZHU Jing
 
*  The panel is chaired by management representative of HKEX
INED  independent non-executive director
HONG KONG SECURITIES CLEARING COMPANY LIMITED
Updated : 1 Jun 2024
Disciplinary Committee

Richard Alan WISE (Chairman)

CHUNG Shui Ling, Jenny

LOW Kin Moon, Terence

NG Kit Shuen, Katherine

 

 

Disciplinary Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX from time to time (Chairman)
an INED of HKEX to be appointed by the chairman of the committee from time to time
an INED of HKEX or a member of the Clearing Consultative Panel to be appointed by the chairman of the committee from time to time
Participant Admission Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX (Chairman)
a director of the Company who is not involved in the day to day operations of the Company to be appointed by the chairman of the committee
an INED of HKEX to be appointed by the chairman of the committee
Risk Management Committee
Richard Alan WISE
an executive of HKEX to be appointed by the Group Chief Risk Officer of HKEX
Clearing Consultative Panel

HKEX *

ABN AMRO Clearing Hong Kong Limited

BNP Paribas

CCB International Securities Limited

Deutsche Securities Asia Limited

Goldman Sachs (Asia) Securities Limited

HSBC Broking Securities (Hong Kong) Limited

Morgan Stanley Hong Kong Securities Limited

Phillip Securities (Hong Kong) Limited

Standard Chartered Bank (Hong Kong) Limited

Valuable Capital Limited

 

 

*  The panel is chaired by management representative of HKEX
INED  independent non-executive director
HKFE CLEARING CORPORATION LIMITED
Updated : 13 May 2022
Participant Admission Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX (Chairman)
a director of the Company who is not involved in the day to day operations of the Company to be appointed by the chairman of the committee
an INED of HKEX to be appointed by the chairman of the committee
INED  independent non-executive director
THE SEHK OPTIONS CLEARING HOUSE LIMITED
Updated : 13 May 2022
Participant Admission Appeals Committee
an INED of HKEX to be appointed by the chairman of HKEX (Chairman)
a director of the Company who is not involved in the day to day operations of the Company to be appointed by the chairman of the committee
an INED of HKEX to be appointed by the chairman of the committee
INED  independent non-executive director
OTC CLEARING HONG KONG LIMITED
Updated : 31 Jul 2024
Default Management Group
TANG Lok Sang (Head)
BIAN Kejia
CHEN Junxian
LUK Kin Man, John
Rajiv PABARI
SO Ying Ying, Glenda
WONG Alan
TANG Siu Chuen, Nicholas (back-up representative)
Disciplinary Committee
This Committee will be called upon when disciplinary proceeding should be commenced and shall consist of three members to be drawn from:
(1)
INEDs or client representative director(s) of the Company;
(2)
INEDs of HKEX; or
(3)
market practitioners, industry participants or experts, lawyers or other suitable persons at the Board's discretion.
Disciplinary Appeals Committee
This Committee will be called upon to consider a matter on appeal from the Disciplinary Committee and shall consist of three members to be drawn from:
(1)
INEDs or client representative director(s) of the Company;
(2)
INEDs of HKEX; or
(3)
market practitioners, industry participants or experts, lawyers or other suitable persons at the Board's discretion.
Risk Management Committee
LEUNG Pak Hon, Hugo (Chairman)
LAU LAW Siu Hung, Monique
Keith Samuel NOYES
YU Minjie
YU Weijiang
User Committee
SO Ying Ying, Glenda (Chairman)
Byron BALDWIN
CHAN Chi Fai, Owens
CHAN Chung Hoi, Stanley
CHAN Lap Bong, Edward
CHEN Ling Ming, Charles
CHEUNG Man Leung, Billy
GU Jing
Ulrich KARL
LI Ruilan
Josephine PANG
SHEK Yuen Leung, William
Anthony TAN
TANG Yiu Tak, Kelvin
Davy TSANG
Fixed Income and Currency Advisory Panel
SO Ying Ying, Glenda (Chairman)
MAK Cheuk Man, Jacky
SHEK Yuen Leung
THANG Kai Chi, John
WONG Ka Shing, Freddy
WU Man To
XU Lei
YIU Ka Yan, Wilfred
YU Jinyou
YUAN Shuo
ZHANG Huizi
ZHU Jing
 
  
INED  independent non-executive director
THE LONDON METAL EXCHANGE
Updated : 15 Jun 2020
The London Metal Exchange has established a number of committees. Their respective member lists are available on the LME website.
 
LME CLEAR LIMITED
Updated : 15 Jun 2020
LME Clear Limited has established a number of committees. Their respective member lists are available on the LME website.

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